Welcome
Chris has provided our business with a great deal of assistance over a period of time. He is always available if not at our offices and has been the ultimate in professional assistance. His knowledge on his speciality subject is always up to date.
We have used Chris Le Marchant to provide a challenge for our regulatory work and for advice in regulatory matters. We have found him to be very professional and thorough in this work. We have no hesitation in recommending him to others for similar work in his extensive range of experience.
Le Marchant Regulatory Risk Services provides a range of compliance and risk management services to the private and public sectors. Its principal is Chris Le Marchant: a highly experienced former senior regulator. Chris’ CV is available here. We specialise in providing reviews, advice and support to banks, investment fund managers, fiduciary firms, and regulatory bodies. We provide solutions to firms seeking to enhance their compliance or risk management resource and also help clients to address specific regulatory issues.
Le Marchant draws on a range of associates, all of whom are experienced professionals in their fields of business, to assist us in providing our services.
Our aim is to help clients to meet regulatory requirements in a cost effective manner, offering experience and pragmatism.
Services we offer include:
- Compliance reviews
- Compliance/MLRO support
- Anti-money laundering and due diligence advice
- Preparing or reviewing policies and procedures
- Assistance in liaison with regulators
- Assistance with anti-money laundering training
- Basel II implementation advice
- Assistance with credit business
- Searches
- Proofreading and business writing
- Licence applications
- Public sector services
- Reviewing outsourcing arrangements